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Transition to the 13-Digit ISBN for U.S. Publishers


There is concern in the U.S. publishing community that the transition from a 10-digit to 13-digit ISBN will be a costly endeavor that must be completed by January 2005. Many publishers have also voiced the opinion that this transition is unnecessary for them, as they have sufficient capacity in their allocated 10-digit ISBN ranges for many years to come

R.R. Bowker, as the U.S. ISBN agency and a member of the International Standards Organization Working Group (WG4) that is recommending revisions to the ISBN standard (ISO-2108), believes strongly in the value that 13-digit ISBNs will provide to all publishers. This short paper outlines the recommended timetable for making the transition to the 13-digit ISBN, and the incremental changes that U.S. publishers need to implement in order to handle 13-digit ISBNs in their business processes. Used books

Why is January 1, 2005 Important?

That’s the date that the Uniform Code Council has established as the “sunrise date” for U.S. retailers to join the rest of the world in using a full 13-digit EAN in place of the current US 12-digit UPC. Utilizing Bookland EANs, which conform to the general EAN-13 standard for product identifiers, will allow U.S. books to be sold through all channels – both booksellers and general merchants – using a single identifier. Used books

What do U.S. Publishers Need to Do by January 1, 2005?


Publishers do NOT need to change their internal systems by January 1, 2005 to handle 13-digit ISBNs. What they DO need to have in place by this date is the ability to communicate with trading partners that MAY now be using Bookland EAN-13s as part of conforming to the EAN-13 “sunrise” date. It is to be noted that this need to support EAN-13 identifiers with trading partners by this date will exist independent of any decision made by the publishing community on the overall 13-digit ISBN timetable. Used books

Publishers must be able to convert the 10-digit ISBNs utilized within their internal systems to
Bookland EAN-13s for transactions with trading partners, such as book distributors and large retailers who will be conforming to the 13-digit EAN standard. Publishers are already doing this same conversion in generating the Bookland EAN for the bar codes on the back covers/jackets. Used books


The conversions between 10-digit ISBNs and Bookland EAN-13s are quite straightforward and are outlined in Appendix 1.

The Implementation date assigning new 13-digit ISBNs to product will be January 1, 2007.

Beginning January 1, 2007, ISBNs issued by all of the international ISBN agencies will consist of 13-digits. This 13-digit number will replace the 10-digit number currently in use in the U.S. Used books

If a national agency has unassigned inventory of 10-digit numbers at the start of 2007, the agency will first exhaust that existing inventory by converting it to the required 13-digit ISBN. The conversion will be accomplished by adding the EAN “978” prefix to the 10-digit ISBN (most books published today carry a 13-digit number when the ISBN is converted to the Bookland EAN bar code by adding the “978” prefix). Used books

Once all existing 10-digit inventory has been used up, the agencies will begin assigning 13-digit numbers with the “979” prefix. The 979 numbers will be assigned both to new publishers applying for the first time and to established publishers applying for additional prefixes after January 1, 2007, or after the last of the “978” prefixes have been assigned, whichever occurs first. Used books



Most US publishers feel they have enough unassigned 10-digit ISBN identifiers for their own title production for many years to come, and as a result do not need to make changes to their internal systems to handle longer ISBN identifiers. U.S. Publishers and their national ISBN agency are, however, part of a global publishing community, and need to consider the impact that the January 1, 2007 commencement of use of 13-digit ISBNs with the “979” prefix elsewhere in the world may have on their own internal business processes.

Consider the example of a U.S. publisher acquiring U.S., English Language publishing rights for a mystery novel that was a huge bestseller in a non-English speaking country where the original publisher has started using 13-digit ISBNs with the “979” prefix. It is likely that there are places in a publisher’s systems and processes that this “Original ISBN” for the work will need to be stored and be available for both online reference and off-line reporting. Publishers need to review all the places an ISBN from another publisher might be stored in their Internal Systems and assess readiness to handle ISBNs longer than 10 digits by January 1, 2007. Used books

Appendix 2 provides a fairly comprehensive, though not necessarily complete, set of examples of where ISBNs get used by the various industry participants in the book publishing and distribution value chain. This should help publishers identify those points where use of 13-digit ISBNs with the “979” prefix by non-US publishers might impact their own business processes and systems. Used books

R.R. Bowker will be a resource to U.S. Publishers in their transition to the 13-digit ISBN

R.R. Bowker, in cooperation with the International ISBN Agency, will assist publishers in making the transition to full use of the 13-digit ISBN in several ways: Used books

1. For ISBNs with the ‘978’ prefix, Books In Print records will contain both the 13-digit ISBN and the legacy 10-digit ISBN. This will allow books published prior to the switch to the 13-digit ISBN to be located by their legacy 10-digit ISBN identifiers. (ISBN’s with the ‘979” prefix will only have the 13-digit ISBN identifier.)  Used books



2. A bi-directional 10-digit ISBN to 13-digit ISBN conversion utility for ISBNs with the “978” prefix will be available on the US ISBN Agency web site www.isbn.org, which is managed by R.R. Bowker. This conversion utility will generate an 13-digit ISBN from a 10-digit ISBN, and will generate the legacy 10-digit ISBN for 13-digit ISBNs with the “978” prefix. See Appendix 1 for details of how this conversion works.



3. The source code for the ISBN conversion utility will also be available on www.isbn.org. This code can be used as a guide for implementing the conversions between the 10-digit ISBNs stored internally in a publisher’s systems and the 13-digit ISBNs with the “978” prefix required for supply-chain transactions with business distributors and retailers.



It is Bowker’s goal to provide the necessary information and counsel to U.S. publishers to help them make the transition to the 13-digit ISBN in an incremental, well-planned manner that will enable them to fully reap the benefits of conforming to the global product identifier EAN-13. In cooperation with the International ISBN Agency, Bowker is already exploring the issues related to the implementation of 13-digit ISBNs, and we will be developing a set of recommendations to support a smooth transition.

If you have any questions about this white paper, or any other questions regarding the transition to the 13-digit ISBN, please contact Andrew Grabois, Bowker’s Senior Director, Publisher Relations & Content Development, at 908-219-0238, or by email at andrew.grabois@bowker.com.



Appendix 1.

Conversion between a 10-digit ISBN and Bookland EAN-13

(Adapted from ISO/CD 2108, version 1.0)

Converting from a 10-digit ISBN to Bookland EAN-13

For the purposes of this example, the complete 10-digit ISBN is 0-393-04002-X

(Note that the last digit of a 10-digit ISBN is the modulo 11 check-digit used to guard against errors resulting from improper transcription of an ISBN. It can have a value of 0-10, with an X being used to represent the value 10).

1. Strip the check-digit from the 10-digit ISBN, as a new check-digit will be generated for the Bookland EAN-13. That gives us 0-393-04002-


2. Add the “978” Bookland EAN prefix that will be used for all legacy 10-digit ISBN identifiers. We now have 978-0-393-04002-



3. We now calculate the Bookland EAN-13 check digit using a weighting algorithm that utilises a modulus 10 check. Note that the hyphens do not take a part in the check-digit calculation, but just serve as a visual aid to make the structure of the Bookland EAN-13 identifier easier to see.


Incomplete Bookland EAN-13 = 978-0-393-04002-?

Position
Total
1
2
3
4
5
6
7
8
9
10
11
12
13

ISBN

9
7
8
0
3
9
3
0
4
0
0
2
?

Weight

1
3
1
3
1
3
1
3
1
3
1
3
-

Product
81
9
21
8
0
3
27
3
0
4
0
0
6
-



Check digit = mod10 (10 - mod10 (Product Total)) = mod10 (10 – mod10 (81)) = 9

(Technical note: mod10 of a test number returns the remainder of the test number divided by 10 unless the number is less than 10 in which case it returns the test number itself.)

Complete Bookland EAN-13 = 978-0-393-04002-9

Converting from Bookland EAN-13 to a 10-digit ISBN

Let’s start with the complete Bookland EAN-13 = 978-0-393-04002-9

1. Strip the check-digit, as a new modulus 11 check-digit will be generated for the 10-digit ISBN. This gives us 978-0-393-04002-



2. Strip the “978” EAN Bookland prefix, giving a 10-digit ISBN string without its check-digit. (Note that only Bookland EAN-13’s with “978” in the first 3 positions may be converted into legacy 10-digit ISBN form; books with Bookland EAN-13’s with “979”-prefix – which will not be issued until January 1, 2007 - can only be identified in the 13-digit ISBN form. Stripping the “978” prefix gives us 0-393-04002- Used books



3. The 10th digit of the 10-digit ISBN is the modulo 11 check-digit, which will have a value of 0-10, with the value 10 being represented by “X”.

Modulus 11 algorithm to calculate check digit for the 10-digit ISBN (check digit unknown)

Incomplete 10-digit ISBN = 0-393-04002-?

Position
Total
1
2
3
4
5
6
7
8
9
10

ISBN

0
3
9
3
0
4
0
0
2


Weight

10
9
8
7
6
5
4
3
2
-

Product
144
0
27
72
21
0
20
0
0
4
-



Check digit = mod11 (11 - mod11 (Product Total)) = mod11 (11 – mod11 (144)) = 10

(Special case note: When the check digit calculates to 10, it is represented as an “X”.)

(Technical note: mod11 of a test number returns the remainder of the test number divided by 11 unless the number is less than 11 in which case it returns the test number itself)

Complete 10-digit ISBN = 0-393-04002-X




Appendix 2.

The role of the ISBN throughout the book industry’s value chain

The ISBN is the international standard for unique identification of a specific edition of a title by a specific publisher. It is used to identify a specific edition of a title throughout an industry participant’s business processes, both internal and those that connect to other participants in the industry value chain.

Publishing Houses use ISBN for:

· Identifying firm publication projects from the manuscript to the printer

· Identifying titles in publisher’s catalogs and advertisements

· Listing of titles in printed directories, electronic directories and Internet sites

· Stock control

· Copyright management

· Management of royalties

· Processing of Orders

· Accounting and Billing

· Monitoring Sales Data

· Producing statistics

· Handling of returns


Books In Print services, distribution centers and wholesalers use ISBN for:

· Building bibliographic databases for the book trade like Books In Print

· Building databases of titles in stock

· Ordering services based on electronic communication systems like EDI (electronic data interchange) or via the Internet

· Stock control

· Monitoring internal logistic processes

· Accounting and billing

· Producing sales data

· Returns administration

· Producing subject lists and catalogs


Centralized Library Service Organizations (which produce ready-to-borrow copies) use ISBN for:

· Ordering from publishers or wholesalers

· Processing orders from libraries

· Stock control

· Monitoring Internal logistic processes

· Accounting & Billing

· Administration of rebinding processes



Booksellers use ISBN for:

· Bibliographic searches Used books

· Tracing addresses

· Ordering and re-ordering processes based on electronic communication systems like EDI or via the Internet.

· Stock administration

· Accounting and billing the end consumer

· Electronic point-of-sale systems

· Web commerce applications


Libraries use ISBNs for:

· Ordering

· Copy-cataloging

· Lending statistics

· National lending right

· Interlending

· Union catalogs Used books
 

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